U.S. Securities and Exchange Commission

Results: 20323



#Item
371Savings and loan association / U.S. Securities and Exchange Commission / Trust law / New York State Banking Department / Law / Financial institutions / Cooperative banking

Republic of the Philippines o Department of Finance

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Source URL: www.sec.gov.ph

Language: English - Date: 2013-05-20 20:00:00
372Business law / Corporation / Corporations law / Trust law / Philippine nationality law / Filipino people / Philippines / U.S. Securities and Exchange Commission / Law / Private law / Types of business entity

PDF Document

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Source URL: www.sec.gov.ph

Language: English - Date: 2013-05-20 20:00:00
373United States securities law / Fiduciary / U.S. Securities and Exchange Commission / AARP / Securities regulation in the United States / Security / Employee Retirement Income Security Act / Law / Self-regulatory organizations / Financial Industry Regulatory Authority

October 25, 2013 Dear Representative: We understand that H.R. 2374, the misnamed “Retail Investor Protection Act,” may be brought to the floor for a vote next week. H.Rwould impede the ability of federal regul

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Source URL: ourfinancialsecurity.org

Language: English - Date: 2013-10-28 15:52:14
374Financial regulation / Business / Investment / Investment Advisers Act / United States securities law / Registered Investment Advisor / Financial adviser / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / 76th United States Congress / Finance / Financial economics

Proposed Rule: Amendments to Form ADV and Investment Advisers Act Rules

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Source URL: www.sec.gov

Language: English - Date: 2015-06-18 14:13:15
375Financial regulation / Business / Investment / Investment Advisers Act / United States securities law / Registered Investment Advisor / Financial adviser / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / 76th United States Congress / Finance / Financial economics

Proposed Rule: Amendments to Form ADV and Investment Advisers Act Rules

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Source URL: www.sec.gov.

Language: English
376Corporations law / Business / Private law / Business law / Corporation / S corporation / Corporate law / U.S. Securities and Exchange Commission / Types of business entity / Legal entities / Law

PDF Document

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Source URL: www.sec.gov.ph

Language: English - Date: 2013-05-23 04:24:06
377Financial analyst / Securities research / Financial economics / Security / U.S. Securities and Exchange Commission / Finance / Business / Landesbank Baden-Württemberg / Financial services / Securities

INSTITUTIONAL EQUITY RESEARCH COMPANY ALERT Company Alert

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Source URL: www.stahl.de

Language: English - Date: 2009-11-05 06:53:34
37873rd United States Congress / United States Securities and Exchange Commission / Finance / Stock market / Corruption / Securities Act / Securities Exchange Act / SEC Rule 10b-5 / U.S. Securities and Exchange Commission / United States securities law / Financial regulation / Financial economics

Microsoft Word - Fox 64 Stan. L. Rev. 1173

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Source URL: www.stanfordlawreview.org

Language: English - Date: 2012-06-19 00:51:47
379SEC filings / Economics / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / Form 4 / Security / Securities Exchange Act / U.S. Securities and Exchange Commission / Stock market / Financial economics / Investment

ALEXANDERS INC Reported by WEST RICHARD R FORM 4

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Source URL: www.alx-inc.com

Language: English
380

Letter From Eric Swanson, SVP & General Counsel, BATS Exchange, Inc., to Elizabeth M. Murphy, Secretary, U.S. Securities and Exchange Commission

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Source URL: edgar.sec.gov

- Date: 2011-06-07 15:58:19
    UPDATE